ARTICLE 43: Research Methods for Ph. D. Studies: Behaviorism

Introduction

Many Baby Boomers will remember the teachers at school who would not allow you to verbally respond to their scolding and reprimands.

“Listen to me and don’t talk back!”, they would say.

The consequence of this was that sometimes, when you had a good reason for behaving in a manner that they did not approve of, you just kept quiet and took your punishment with a stiff upper lip.

Just to set the record straight – I am deeply thankful to every teacher that taught me at school.

They did what they thought was right and they always had the interests of their pupils at heart.

Of course, there were also the difficult teachers, but I was fortunate not to have such a teacher ever.

All right – almost never.

Teachers in those days adopted an exaggerated behavioristic approach towards pupils.

They reacted to what they saw and did not care to think about the reasons why children behaved the way they did.

Hello, my name is Hannes Nel and I will discuss the nature and elements of behaviorism in this article.

Behaviorism

Behaviorism is a set of doctrines that argue that human and animal behavior can be explained in terms of external stimuli, responses, learner history and reinforcement.

Behaviorists argue that the human mind cannot be known.

Therefore, it cannot be shown that human thinking has an effect in the individual’s behavior.

All mental states, including beliefs, values, motives and reasons can only be described, defined and explained in terms of observable behavior.

Any data of a mental kind should be regarded as unscientific.

Reinforcement can increase or decrease the desired behavior.

Thus, reinforcement of behavior can be positive or negative.

All human behavior can be understood in terms of cause and effect.

Therefore, research should focus on that which is determined by and is the product of the environment.

This implies that research should focus on observable behavior which can be objectively measured rather than on cognitive processes which can only be inferred.

Intentionality and purposiveness are excluded or regarded as less important.

Behaviorism is related to positivism because positivism also believes that understanding human behavior can be gained through observation and reason.

Behaviorism can also be associated with empiricism because both make use of experimentation, specifically experimentation with experience and the simulation of experience in research.  

Symbolic interactionism is also related to behaviorism because both believe that learning takes place through the interaction between human beings, that is, external stimuli.       

Both behaviorism and symbolic interactionism depend on language to convey and share research findings.

Consequently, the accuracy and validity of findings through both behaviorism and symbolic interactionism depend on the ability of the researcher to use language.

So, you might have noticed that behaviorism, positivism, empiricism and symbolic interactionism gain comprehension through the observation of cause and effect.

Here we have the possibility of using different types of paradigms together, because:

  • Behaviorism, empiricism and symbolic interactionism are predominantly interpretivist paradigms.
  • Positivism is a predominantly technicist paradigm.

Behaviorism disagrees with phenomenology because phenomenology considers experience through direct interaction while behaviorism takes external stimuli into consideration.

Behaviorism disagrees with constructivism because constructivism claims that understanding is gained through experience and reflection while behaviorism largely neglects the cognitive processes, especially reflection.

The same applies to pragmatism because pragmatism postulates that knowledge is gained through observation and interpretation.

Again, the difference is vested in cognitive processes.

The problem with behaviorism as a research paradigm is that changes in behavior without taking cognitive processes into consideration are often only temporary.

Consequently, it does not deal with subjective, but lasting, human meaning-making.

Some behaviorists, however, do recognize the fact that cognitive thinking and the accompanying emotions can influence behavior.

This would be called radical behaviorism.

A second criticism against behaviorism is that the causes of changes in behavior are not always scientifically corroborated.

Summary

Behaviorism argues that behavior can be explained in terms of external stimuli, responses, learner history and reinforcement.

The human mind cannot be known.

Cognitive processes can only be inferred.

Therefore, all mental states can only be described, defined and explained in terms of observable behavior.

Behavior can be improved or suppressed.

All human behavior can be understood in terms of cause and effect.

Behaviorism is related to positivism, empiricism, and symbolic interactionism.

Behaviorism disagrees with constructivism and pragmatism.

Criticism against behaviorism includes that change without cognitive processes will probably be temporary.

And that the causes of changes in behavior are not always scientifically corroborated.

Close

In closing, There are four ground rules for research that one should meet regardless of which paradigm or paradigms you use.

Firstly, you should not ignore cognitive processes.

Secondly, you should always try to integrate and systemize your findings into a meaningful pattern and theory.

Thirdly, keep in mind that text constructed by human beings is fallible.

Therefore, you must always corroborate your data and findings.

Fourthly, personal preferences can damage the accuracy of your data collection, analysis, conclusions, finding and recommendations.

Despite paradigms not always supporting all four these ground rules, I strongly recommend that you keep them in mind.

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ARTICLE 30: Research Methods for Ph. D. and Master’s Degree Studies: Grounded Theory

Written by Dr Hannes Nel

Introduction

Hello, I am Hannes Nel and I will discuss Grounded Theory in this post.

What is grounded theory?

Grounded theory is a type of inductive thematic analysis (ITA).

It was developed by Glaser and Strauss in the 1960s.

Glaser and Strauss supported symbolic interactionism as a philosophical perspective.

How is grounded theory used?

Grounded theory uses inductive reasoning to generate the theoretical understandings, of research by grounding the theory in the data that the researcher collected.

It is a highly systematic method for mostly studying social experiences, interactions and structures.

Grounded theory discovers, develops and provisionally verifies phenomena.

This means that the data originate in the framework for the study and should deliver logical and relevant conclusions.

Integrating grounded theory with other research and data collection methods

It is almost always necessary to use grounded theory in conjunction with one or more other research methods.

Any data collection method may be used in conjunction with grounded theory methods, bearing in mind that data collection should build on a naturalistic, interpretive philosophy.

Grounded theory methods specify analytical strategies, not data collection methods.

Grounded theory:

  1. Is a qualitative research approach.
  2. Requires an open mind, objectivity and ethical and responsible analysis of data.
  3. Is especially popular amongst those who study humanistic sciences.
  4. Can also be used for the study of non-human phenomena.

The purpose of grounded theory

The primary purpose of grounded theory is to generate theory from observations of real life.

Grounded theory aims at the discovery of regularities, the identification of categories or elements and the establishment of their connections.

Theoretical models and new theoretical concepts and arguments should be created and continuously revised as you collect and analyse data.

Grounded theory holds as a basic view that qualitative researchers do not go around testing an existing body of knowledge, but rather that they build new theory by allowing their data collection to steer their thoughts and conclusions into the unknown.

The grounded theory process

Grounded theory research should be done in a specific and well-defined context.

The research should be grounded in social reality and not be just an exercise in theorizing.

It uses a typical research process of data collection, data analysis, coming to conclusions, and formulating findings.

Findings should be transformable into formal theoretical models.

The process of collecting data is a prerequisite for analysis, while theory development should result from the analysis.

Researchers sometimes think that grounded theory is about the research process, especially data collection and analyses.

Although data collection and analysis are important research activities, the essence of grounded theory does not lie in the research process but rather in the attitude of the researcher towards the data and the purpose of the research.

It requires that each piece of the data is systematically compared with other data on the same or related issue or topic.

You should not ignore small units of text.

It just might have the potential to improve current theory and practice.

At the same time, you should not waste time with data that is clearly of no significance, because analysis is a time-consuming activity.

You can compare existing data with other existing data or with new data.

Grounded theory is based on the subjective experiences of humans.

You may also use your own experiences to understand the experiences of others.

Guard against just adopting the ideas, perceptions or models of others.

If you do this, you run the risk of just packaging old, existing knowledge differently.

Verification is a natural element of any scientific research because it strengthens the authenticity and validity of the findings and provides you with a measure of security.

Data collected should not be over-verified, because grounded theory epistemology leans strongly towards the generation of new theory rather than the analysis of existing theory.

Deconstruction can be used to lend a good measure of authenticity to the data.

Do not neglect to acknowledge the work of other researchers that you consulted and quoted.

Computer software

You can use dedicated computer programmes to arrange, compare and analyse the data that you collected.

ATLAS.Ti is an example of software that you can use.

There are a good number of others. I am just mentioning ATLAS.Ti because it is the one that I used and am familiar with.

You can easily find suitable software by just Googling for them.

Most dedicated computer programmes make use of coding.

Coding can be described as a sophisticated form of notecards like the ones that we used many decades ago.

You will create codes for salient data with most of the available relevant software.

You can also write explanatory notes in the form of memorandums.

The programme groups related codes and memorandums together.

This enables you to get a clear and holistic picture of concepts and arguments so that you can more easily come to conclusions and findings.

Your findings should be or lead to new knowledge, theories and models.

From the codes and memorandums, new theory and new theoretical models can be discovered through inductive reasoning.

You will, of course, not be required to develop new knowledge or theories on master’s degree level, but you will need to show that you understand and can apply existing knowledge and theories.

Inductive reasoning entails systematic data collection and analysis which leads to discovery, development and verification.

Most importantly, dedicated programmes substantially simplify the process of writing your research report.

Grounded theory methodology needs not to be limited to computer analysis only.

You can, for example, still use the old notecard system or you can develop your own system on a computer.

The value of grounded theory

Grounded theory enables you:

  1. To step back and critically analyse situations.
  2. To recognise the tendency towards bias.
  3. To think abstractly.
  4. To be flexible and open to helpful criticism.
  5. To be sensitive to the words and actions of respondents.
  6. To adopt a sense of absorption and devotion to the work process.

Utilizing grounded theory for research should enable you to see beyond the ordinary and to arrive at new understandings of social life.

The most important value of grounded theory is that it enables you to generate theory and to ground that theory in data.

Paradigms that can be used with grounded theory

Before we look at paradigms that can be used with grounded theory – don’t be too concerned if at this stage you do not know the paradigms.

I will discuss 29 such paradigms in later posts.

I suggest that you then return to my earlier posts on research methods to get the bigger picture.

Any paradigmatic approach can be used with grounded theory.

Mostly, however, grounded theory displays elements of post-modernism as well as symbolic interactionism.

Post-modernism lends itself to the achievement of formal theory while symbolic interactionism implies that the study is grounded in a specific empirical world.

As already mentioned, grounded theory requires elements of interpretivism as well.

There are two versions of grounded theory, namely objectivist and constructivist grounded theory.

Objectivist grounded theory is rooted in a positivist paradigmatic approach.

The objectivist viewpoint claims that it is possible to discover objective truth.

The data already exists, and you will need to discover theory from them.

Constructivist grounded theory has its roots in an interpretivist paradigmatic approach.

The constructivist viewpoint rejects the objectivist viewpoint, contending that there is no objective truth waiting to be discovered.

Constructivist grounded theory assumes that truth exists only through interaction with the realities of the world.

Meaning is, therefore, constructed rather than discovered.

Summary

The following are the elements of grounded theory:

  1. The purpose of grounded theory is to build new theory.
  2. Current theory or observation can serve as the basis for new theory.
  3. Grounded theory deals with how data and phenomena are interpreted and used rather than how they are collected.
  4. You should systematically review units of data as they become available.
  5. Any research method should utilize the philosophy behind grounded theory, meaning that any researcher should be open-minded and objective.
  6. Building new theory requires analytical induction, meaning that new theory emerges from collected data inductively through a series of steps.
  7. Grounded theory requires the development of five interrelated properties.
    • The theory must closely fit the relevant field of study in which the new theory will be used.
    • The new theory must be readily understandable to laymen concerned with the field of study.
    • The new theory must be relevant to a multitude of diverse daily situations within the focus area of the field of study.
    • New knowledge should be generalizable as widely as possible.
    • The new knowledge must allow those who use it to have enough trust in the validity and accuracy of the new knowledge, theories and models.
  8. Dedicated computer programmes enable you to discover regularities in data, to identify categories or elements and to establish their connections.
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ARTICLE 44: Research Methods for Ph. D. and Master’s Degree Studies: Constructivism

Written by Dr. Hannes Nel, D. Com, D. Phil

Introduction

One certainty about post-graduate research is that there is no guarantee that you will succeed.

Many students do not even start because they are afraid that they might fail.

And the uncertainty coupled with the fear of failure after you have done a lot of work causes many students to not even start.

Constructivism is a simple paradigm with lots of promise of success.

Although there is still no guarantee, you can at least embark on your studies in the knowledge that you will have a fair chance to show what you are capable of.

What is more attractive to an intelligent and creative researcher than the opportunity to use his or her mind to develop new knowledge and understanding?

The work will still be a challenge, but thanks to constructivism, not an insurmountable one.

Constructivism

Constructivism is a rather liberal paradigm, that allows the researcher to create new knowledge and understanding through cognitive reasoning.

It claims that people construct their own understanding and knowledge of the world, through experiencing things and reflecting on those experiences.

We reconcile new observations and experiences with our previous ideas and experiences.

This might change our perceptions, or the new information and experiences might be discarded.

How we respond to new information and experiences depends on how we process the data in our minds.

This means that we create our own knowledge by asking questions and exploring things.

To compensate for the subjectivity of constructivism, you need to pay special attention to ethics.

The way in which you collect, and construct, data are prerequisites for the validity and accuracy of your analysis.

Also, the quality of data and the way in which it is analyzed determine how reality is interpreted.

Constructivism is mostly used with grounded theory methodology.

Human interests are important for research purposes.

Therefore, constructivism can also be used with several other research methods.

For example, action research, case study research, ethnography, etc.

A multitude of data collection methods can be used.

For example, interviews, participant observation, artifacts and almost any documents that are relevant to the field of study can be consulted.

The aim of research using constructivism is often to understand situations or phenomena, not only to create new knowledge.

Rich data is gathered from which ideas can be formed.

It involves a researcher collaborating with participants.

That is an emic approach.

For those who might not be familiar with the etic and emic approaches to research – an emic approach is where the researcher works with the target group for the research.

She or he can even become part of the target group.

In an etic approach, the researcher observes the target group from the outside.

The interaction of several people is researched in their context or setting.

It mostly involves the social problems of the target group for the research.

The accuracy of research findings is validated and creates an agenda for change or reform.

This entails a rather well-known sequence of steps that are followed in most qualitative research methodologies.

The following are typical steps:

  • Identify human interests.
  • Formulate the aim of the research.
  • Gather rich data.
  • Collaborate with participants.
  • Research target group interaction.
  • Validate the accuracy of the findings.
  • Create an agenda for change or reform.

Constructivism is associated with pragmatism, relativism, liberalism, interpretivism, symbolic interactionism and positivism.

For example, like positivism constructivism also uses observation to gather information.

Different from positivism, which argues that knowledge is generated in a scientific method, constructivism generates knowledge in an interpretive manner.

There are other differences between constructivism and positivism.

Constructivism prefers an emic approach while positivism is equally comfortable with an emic and an etic approach.

Constructivism prefers qualitative research while positivism prefers quantitative research.

Although some academics claim that constructivism can be positively associated with behaviorism, the link is rather weak and unconvincing.

Very well, behaviorism also uses observation to collect data, but behaviorism does not make use of reflection while constructivism does.

Then again, radical behaviorism makes use of reflection.

Constructivism rejects scientism and empiricism, also because of the lack of reflection.

Constructivism is widely criticized for its lack of value in education and its lack of balance when used as a philosophy in research.

In education, it can lead to group thinking when one or a few prominent educators propagate a process or concept as “the only truth”.

Constructivists sometimes place too much emphasis on sensory experience at the expense of reflection.

This means that constructivists sometimes focus strongly on the ontology, that is “what is” and neglect the epistemology, that is the “why” and the “how” of a phenomenon.

Because of this, knowledge is sometimes not sufficiently proven to be valid and accurate.

Some academics integrate constructivism with other paradigms.

Others regard such integration as robbing constructivism of its identity.

The third group of academics feels that integrating constructivism with other paradigms enhances the philosophical strength of the research process.

Summary

Constructivism requires intelligent cognitive reasoning.

People construct their own understanding and knowledge of the world through experience and reflection.

The aim of constructivism is to understand situations and phenomena.

Research often involves creating change or reform.

Ethics and human interests are important in constructivism.

Constructivism makes use of many data collection methods.

Constructivism is associated with pragmatism, relativism, liberalism, interpretivism, symbolic interactionism and positivism.

Constructivism rejects scientism and empiricism.

Constructivism is criticized for:

  • Not having much value in education.
  • Lack of balance.
  • Too much emphasis on sensory experiences.
  • New knowledge not always been proven as valid and accurate.
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