ARTICLE 11: The Table of Contents of your Thesis or dissertation

Written by Dr. Hannes Nel

Introduction

I discuss the layout of a table of contents for a thesis or dissertation in this article. In the beginning, the table of contents will be more a structure for a table of contents than a final one.

You will probably have decided which chapters to include in your report, but you will have only one or two lower-level headings. Also, you might need to add a small number of chapters as you progress with your research.

The table of contents should follow directly after the authentication of your work.

Once you have written your thesis or dissertation, you will probably delete the provisional structure for a table of content and replace it with the chapters, headings and sub-headings of your final thesis or dissertation. Keep in mind that your table of contents must not differ from the chapters, headings and sub-headings in your thesis or dissertation.

At the end of your table of contents, you should also have the references that you consulted, a list of figures and a list of tables.

Universities are mostly flexible about the structure of a table of contents for a thesis on the master’s degree level. There are certain chapters and topics that you must cover in the dissertation for a Ph. D.

Also, keep in mind that the thesis for a master’s degree is a good opportunity to practice for when you will write the dissertation for a Ph. D. It will not be wrong to follow the structure of a dissertation when writing the report on the master’s degree level.

Here is a list of the most basic headings that most universities will expect you to discuss in your dissertation:

  1. Title page.
  2. Confirmation of authenticity.
  3. Acknowledgments.
  4. Abstract.
  5. Chapter 1: Contextualising the Study.
  6. Chapter 2: Research Methodology.
  7. Chapter 3: Theoretical Background.
  8. Chapter 4: Data Collection and Analysis.
  9. Chapter 5: Synthesis and Evaluation of the Study.
  10. References.
  11. List of Figures.
  12. List of Tables.

The title page. I already discussed the title page, sometimes also called the cover page, in a previous article (article 5). Just take note that this is where it will fit into your thesis or dissertation.

Confirmation of authenticity. You will be required by the university to confirm that the contents of your thesis or dissertation are your own. Most universities, if not all, use a standard format for such confirmation.

Here is an example:

“I, (your full names and surname) declare that (the title of your thesis or dissertation) is my own work and that all the sources that I have used or quoted have been indicated and acknowledged by means of complete references.

(Your signature)

…………………………………”

Acknowledgments. Acknowledgments are a matter of choice.

However, it is only good manners to thank people who helped you with your research.

The acknowledgment has real value for your research, though.

  1. It shows the readers of your report that you conducted your research in a systematic, ethical and disciplined manner.
  2. It shows that you understand that research should not be done by one person only.

Abstract. The abstract is a mandatory summary of your thesis or dissertation. Not all universities will require you to write an abstract for a thesis. The abstract must be short – you will be required to summarise your thesis or dissertation in three or four pages.

Some readers, for example, your sponsors, might read only the abstract. Therefore, you will need to ensure that you cover all the questions that they might have.

Chapter 1: Contextualising the Study. Researchers making use of technicist research methods often claim that their findings and the principles and concepts that they develop are timeless and that it applies independently of context.

Even they, however, need to define the range and scope of their research – they will not be able to include the entire world, let alone the entire universe, in their research projects.

Chapter 2: Research Methodology. In this chapter you will discuss:

  1. The research approach that you will use.
  2. The research methods that you will use.
  3. The paradigmatic approaches that you will follow.
  4. The data collection methods that you will use.
  5. How you will analyse the data that you collect.

Chapter 3: Theoretical Background. You will probably need to do a literature study as a foundation for your research. It would be rather difficult to jump into data collection and the analysis of data if you do not know what you should be looking for.

Chapter 4: Data Collection and Analysis. You already discussed the data collection and analysis methods that you will use in Chapter 2 of your dissertation. Here you will need to discuss the actual processes of data collection and analysis. This is a critically important chapter and might even be broken down into two or three separate chapters. It is from the contents of this chapter that you will come to conclusions and findings from which to develop a solution to the problem that you investigated.

Chapter 5: Synthesis and Evaluation of the Study. Chapter 5 will normally be your final chapter. This is where you will describe your solution. Depending on the purpose of your research and the research approach and methods that you used, you might develop a model, new knowledge, new methods to combat oil pollution at sea, new medication, and many more.

References. All sources that you consulted must be acknowledged in your thesis or dissertation.

Universities invariably have prescriptions in this regard, and you should abide by them.

I will discuss referencing formats in a future article.

List of Figures and List of Tables. The lists of figures and tables follow directly after the table of contents.

One can regard it as part of the table of contents.

The figure and table numbers in the lists must be the same as in the content of the thesis or dissertation.

Different universities have different requirements for the layout and format of the lists of figures and tables, although most are flexible in this respect.

Summary

Your provisional table of contents will probably be just a structure, consisting of chapters with no lower-level headings.

Your actual and final table of contents must align exactly with the contents of your thesis or dissertation.

I will discuss the abstract, chapters, references, lists of figures and tables in more detail in separate articles following on this one.

Good luck with your studies and stay healthy and safe.

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ARTICLE 6: The Layout and Structure of a Table of Contents for a Ph. D. Research Proposal

Written by Dr J.P. Nel

Introduction

The table of contents is your first opportunity to impress upon the Postgraduate Committee and your study leader the importance and value of your planned research.

Especially experienced professors often claim that they can already see if your study proposal is viable or not by just looking at the table of contents.

Just to avoid confusion – you can have two tables of content in your research proposal. The first would be the table of contents for the proposal itself and the second can be the proposed table of contents for your research report.

In this post, I will share with you hints on what you should write under each heading of your table of content to gain the approval of the Postgraduate Committee and your study leader.

The table of contents

To begin with, here is an example of a table of contents for a research proposal.

Table of Contents

                                                                                                Page no

1     Introduction                                                                          1

1.1  Introduction to the problem                                                 1

1.2  The Primary Focus of the Study                                           2

1.3  The Importance of the Problem                                            2

1.4  Definition of the Problem                                                       3

1.5  Definition of Concepts                                                           3

1.6  The Motivation for the Study                                                 5

1.7  Current Knowledge of the Problem                                      5

1.8  Potential Benefits of the Research                                       6

2     Research Design                                                                 7

2.1  The Research Approach                                                       7

2.2  Research Methodology                                                         8

2.3  Data-collection Strategy                                                         9

2.4  Ethical Issues for Consideration                                           10

2.5  Proposed Chapter-outline and Deadline Dates                  11

3     References                                                                            12

4     Definitions                                                                             13

5     Quick Reference Manual                                                    14      

You will notice that the research proposal consists of three main sections, namely the introduction, the body and supplementary information.

In the introduction, you should discuss the context and purpose of your planned research.

In the body, you should discuss how you will approach and conduct the research.

Supplementary information should lend authenticity and validity to your proposal.

1     Introduction                                                                         

1.1  Introduction to the problem

See if you can here already impress upon the Postgraduate Committee the importance of the study by discussing your ideas in the context of your planned target group or target area.

You should link your introduction to the environmental factors that you regard as wonting and show how your research can solve problems in that context.

Do not criticize if you do not have facts to substantiate your claims.

1.2  The Primary Focus of the Study

Keep in mind that your research proposal, like your eventual research report, should follow the so-called golden thread that runs through your study.

To achieve this, let the environment and context that you discussed in the introduction to the problem develop into your focus for the study.

After all, you should focus on the research problem if you are to solve it.

1.3  The Importance of the Problem

Link the importance of the problem with the previous issue, that is the focus of your study. Discuss why the problem is important and who will benefit if the problem is solved.

Do not claim over-emotional problems. Always reason in an objective and professional manner.

It is especially when you choose a critical paradigm, for example, critical theory, critical race theory, or feminism that researches sometimes can ignore the facts to prove a point about which they feel strongly.

1.4  Definition of the Problem

Please do not now define a problem that has no relevance to what you discussed so far. Your problem statement, problem question or hypothesis should follow from what you already wrote.

The research approach that you will follow will largely decide if you will define a research problem, research question or hypothesis.

You will probably formulate a hypothesis if you intend to use quantitative research.

You will probably formulate a research problem or research question if you intend to use a qualitative approach.

You can have more than one research problem or question, but don’t list too many. I would suggest not more than three.

1.5  Definition of Concepts

The definition of concepts is a challenge even in the policies and procedures for Ph.D. and master’s degree studies of universities and other research organisations.

That is why you will need to explain what you mean by key terms and concepts.

Once you have explained what you mean by such terms and concepts, you must apply the meanings consistently.

1.6  The Motivation for the Study

The motivation for the study links up with the importance of the study. The importance of the study is mostly also the motivation for the study.

You should not use something like “It is important because my dad wants me to study for a Ph.D.” as a motivation for the study.

Your motivation for the study should reflect the needs of the community, a sponsor, the academic fraternity, even perhaps the entire world.

The potential value of your study should invite acceptance, validity and sincerity.

1.7  Current Knowledge of the Problem

It would be risky to choose a research topic about which you know nothing.

You will probably need to do some prior studying and you should provide evidence of such prior knowledge and, perhaps, experience.

You can also mention the profiles of the individuals or organisations who will be involved in your research if it is relevant.

Just keep in mind that they cannot do your research for you.

1.8  Potential Benefits of the Research

Your research must have theoretical value, practical value and scientific value.

Theoretical value would be the new knowledge that will result from your research.

Practical value would be what can be applied in the industry.

Scientific value can be to the benefit of a field of science.

Theoretical, practical and scientific value can form the basis for future research.

2     Research Design                                                                

2.1  The Research Approach

You should mention if you will do quantitative or qualitative research.

Briefly explain why you chose the approach that you did.

You can also discuss the paradigmatic approach that you will follow here, or you can discuss it under a separate heading, also here.

2.2  Research Methodology

Make sure that the research methodology that you will use is reconcilable with the research approach that you chose.

2.3  Data-collection Strategy

Data collection strategies are often regarded as research methods.

I don’t think this is a serious problem because data collection strategies are, indeed, often also research methods.

Then again, not all data collection strategies go with all research methods or even research approaches.

This, however, is also not a serious problem.

You will learn that what you intended to do cannot be done once you get to the point where you need to do the research and collect the data.

2.4  Ethical Issues for Consideration

We will discuss ethical issues in much more detail in a future post because ethics in Ph.D. are a mouthful. It includes issues such as being honest, protecting the identity of people involved in your research, not committing plagiarism, trust, deception, legality, professionalism and many more.

2.5  Proposed Chapter-outline and Deadline Dates

The proposed chapter outline can be a provisional table of contents for your research report.

You will also need to provide deadline dates for your research.

We will discuss the chapter-outline and deadline dates separately in future posts.

3     References

You can have a separate heading for literature study in which you list the references that you already consulted and a list of references for your research proposal.

Don’t list references that you did not use. If you list references that you did not use yet in your literature study, you will need to point this out.

4     Definitions and a Quick Reference Manual

You might have separate headings for references and a quick reference manual.

Not all study leaders will allow this, though.

Definitions and the quick reference manual are mostly there to help you maintain consistency in your writing.

Summary and close

In summary:

  1. If your research proposal does not show that your research topic is important and that you can do the research, the Postgraduate Committee will probably not approve your application.
  2. Keep your research proposal sufficiently simple for you to understand everything that you write.
  3. Make sure that you know what the university will require you to cover in your research proposal.
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